MLROs.com’s Financial Crime News

PRA Fines Banks £43.9m for Regulatory Reporting Failures

PRA Fines Banks £43.9m for Regulatory Reporting Failures   The PRA has announced that a combined penalty has been imposed on three Citi entities of £43.9 million.  The penalty arises from failings in their internal controls and governance...

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FCA Publishes ‘Approving Financial Promotions’ Webpage

FCA Publishes ‘Approving Financial Promotions’ Webpage   In the light of its new temporary restrictions on the financial promotion of ‘mini-bonds’, the FCA has provided guidance for firms approving the financial promotions of...

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