James Kelly DWF

James has over 17 years’ experience in Financial Services; the last 12 spent in compliance advisory and consultancy roles, advising firms in relation to Governance, Conduct and Financial Crime.  

James’ recent experience has focussed on managing Financial Crime remediation products in respect on FCA Skilled Person reviews and supporting solo regulated firms in readiness for SM&CR, including conducting governance reviews. Prior to this James worked in industry where he developed his experience of designing and implementing practical and risk based financial crimes systems and controls.